SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
TORO 18 HOLDINGS LLC

(Last) (First) (Middle)
2999 N.E. 191ST STREET, SUITE 610

(Street)
AVENTURA FL 33180

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/27/2023
3. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 1,315,762 D(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
TORO 18 HOLDINGS LLC

(Last) (First) (Middle)
2999 N.E. 191ST STREET, SUITE 610

(Street)
AVENTURA FL 33180

(City) (State) (Zip)
1. Name and Address of Reporting Person*
IMMERSION CORP

(Last) (First) (Middle)
2999 N.E. 191ST STREET, SUITE 610

(Street)
AVENTURA FL 33180

(City) (State) (Zip)
1. Name and Address of Reporting Person*
MARTIN WILLIAM C

(Last) (First) (Middle)
C/O IMMERSION CORPORATION
2999 N.E. 191ST STREET, SUITE 610

(Street)
AVENTURA FL 33180

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Singer Eric

(Last) (First) (Middle)
C/O IMMERSION CORPORATION
2999 N.E. 191ST STREET, SUITE 610

(Street)
AVENTURA FL 33180

(City) (State) (Zip)
Explanation of Responses:
1. This Form 3 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
2. Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.
Toro 18 Holdings LLC, By: /s/ Eric Singer, President and CEO 10/31/2023
Immersion Corporation, By: /s/ Eric Singer, President, CEO and Chairman 10/31/2023
/s/ William C. Martin 10/31/2023
/s/ Eric Singer 10/31/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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