SEC Filing | Universal Electronics Inc.

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SEC FORM 4 SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

FIREHAMMER RICHARD A JR

(Last)

(First)

(Middle)

8190 CARRINGTON PLACE

(Street)

BAINBRIDGE TOWNSHIP

44023

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
09/19/2007

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/19/2007⁽¹⁾	09/19/2007⁽¹⁾	M		2,272	A	$17.585	2,272	D
Common Stock	09/19/2007⁽¹⁾	09/19/2007⁽¹⁾	S		2,272	D	$30	0	D
Common Stock	09/20/2007⁽¹⁾	09/20/2007⁽¹⁾	M		3,172	A	$17.585	3,172	D
Common Stock	09/20/2007⁽¹⁾	09/20/2007⁽¹⁾	S		3,172	D	$30.0086⁽²⁾	0	D
Common Stock	09/21/2007⁽¹⁾	09/21/2007⁽¹⁾	M		4,556	A	$17.585	4,556	D
Common Stock	09/21/2007⁽¹⁾	09/21/2007⁽¹⁾	M		10,000	A	$20.188	14,556	D
Common Stock	09/21/2007⁽¹⁾	09/21/2007⁽¹⁾	S		14,556	D	$31.2386⁽³⁾	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Employee Stock Option (Rt to Buy	$17.585	09/19/2007⁽¹⁾	09/17/2007⁽¹⁾	M			2,272	01/21/2006	01/21/2015	Common Stock	2,272	$17.585	42,728	D
Employee Stock Option (Rt to Buy)	$17.585	09/20/2007⁽¹⁾	09/20/2007⁽¹⁾	M			3,172	01/21/2006	01/21/2015	Common Stock	3,172	$17.585	39,556	D
Employee Stock Option (Rt to Buy)	$17.585	09/21/2007⁽¹⁾	09/21/2007⁽¹⁾	M			4,556	01/21/2007	01/21/2015	Common Stock	4,556	$17.585	35,000	D
Employee Stock Option (Rt to Buy)	$20.188	09/21/2007⁽¹⁾	09/21/2007⁽¹⁾	M			10,000	08/24/2004	08/24/2010	Common Stock	10,000	$20.188	25,000	D

Explanation of Responses:

1. Cashless Exercise of Employee Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 21, 2007.

2. The entered Price is the average prices of various transactions. The actual prices ranged between $30.00 and $30.05, inclusive.

3. The entered Price is the average prices of various transactions. The actual prices ranged between $30.09 and $31.90, inclusive.

Remarks:

	/s/Richard A. Firehammer, Jr.	09/21/2007
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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