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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
UNIVERSAL ELECTRONICS INC.
- ---------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.01 par value per share
- ---------------------------------------------------------------------------
(Title of Class of Securities)
913483 10 3
--------------------
(CUSIP Number)
May 12, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 2 of 11
___________________________________________________________________________
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Geoffrey Nixon
___________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
___________________________________________________________________________
3 SEC USE ONLY
___________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New Zealand
___________________________________________________________________________
5 SOLE VOTING POWER
NUMBER OF
SHARES
______________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 2,500
______________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
______________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
WITH 2,500
___________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,500
___________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
___________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.04% (based on 6,514,502 shares outstanding at 2/26/99)
___________________________________________________________________________
12 TYPE OF REPORTING PERSON (See Instructions)
IN
___________________________________________________________________________
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 3 of 11
___________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Mission Partners, L.P. (EIN# 33-0569956)
___________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(See Instructions) (b) [ ]
___________________________________________________________________________
3 SEC USE ONLY
___________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
___________________________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 214,450
SHARES
______________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
______________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 214,450
______________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
WITH
___________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
214,450
___________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
___________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.3% (based on 6,514,502 shares outstanding at 2/26/99)
___________________________________________________________________________
12 TYPE OF REPORTING PERSON (See Instructions)
PN
___________________________________________________________________________
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 4 of 11
___________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Liberty Nominees Limited (EIN# N/A)
___________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(See Instructions) (b) [ ]
___________________________________________________________________________
3 SEC USE ONLY
___________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New Zealand
___________________________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 44,250
SHARES
______________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
______________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 44,250
______________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
WITH
_________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,250
_________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
_________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.7% (based on 6,514,502 shares outstanding at 2/26/99)
__________________________________________________________________________
12 TYPE OF REPORTING PERSON (See Instructions)
CO
__________________________________________________________________________
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 5 of 11
___________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Horizon Offshore, Ltd. (EIN# N/A)
___________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
__________________________________________________________________________
3 SEC USE ONLY
___________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
___________________________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 45,000
SHARES
______________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
______________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 45,000
______________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
WITH
__________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,000
__________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
__________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.7% (based on 6,514,502 shares outstanding at 2/26/99)
__________________________________________________________________________
12 TYPE OF REPORTING PERSON (See Instructions)
CO
___________________________________________________________________________
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 6 of 11
___________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
M Partners L.P. (EIN# 13-3783468)
__________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(See Instructions) (b) [ ]
___________________________________________________________________________
3 SEC USE ONLY
__________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
___________________________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 19,400
SHARES
______________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
______________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 19,400
______________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
WITH
__________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,400
__________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
__________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3% (based on 6,514,502 shares outstanding at 2/26/99)
__________________________________________________________________________
12 TYPE OF REPORTING PERSON (See Instructions)
PN
__________________________________________________________________________
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 7 of 11
___________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Mayfair Capital Fund, L.P. (EIN# 13-4024777)
___________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(See Instructions) (b) [ ]
___________________________________________________________________________
3 SEC USE ONLY
___________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
___________________________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 261,100
SHARES
______________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
______________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 261,100
______________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
WITH
___________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
261,100
__________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
__________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.0% (based on 6,514,502 shares outstanding at 2/26/99)
___________________________________________________________________________
12 TYPE OF REPORTING PERSON*
PN
__________________________________________________________________________
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 8 of 11
Item 1. Name of Issuer and Address
(a) The name of the issuer is Universal Electronics Inc., a
Delaware corporation ("UE").
(b) The principal executive offices of UE are located at 6101
Gateway Drive, Cypress, CA 90630.
Item 2. Identity, Address, Citizenship, Title of Class of Securities and
CUSIP Number
Items 2(a), (b), (c)
This statement on Amendment No. 3 to Schedule 13G ("Statement")
is filed by Geoffrey Nixon ("Nixon"), Mission Partners, L.P. ("Mission"),
Liberty Nominees Limited ("Liberty"), Horizon Offshore, Ltd. ("Horizon"),
M Partners L.P. ("M Partners") and Mayfair Capital Fund, L.P. ("Mayfair")
(collectively the "Group"; each member of the Group being hereinafter
referred to individually as a "Member" and collectively as "Members").
Nixon's principal business address is 11 West 42nd Street, 19th Floor, New
York NY 10036. Nixon is a citizen of the Country of New Zealand.
Mission's principal business address is 11 West 42nd Street, 19th Floor,
New York, NY 10036. Mission is a Delaware limited partnership. MCM
Associates, Ltd., a Delaware corporation ("MCM"), is the sole general
partner of Mission and, as such, MCM has full voting and dispositive power
with respect to all of the securities owned by Mission. Nixon is the sole
officer, director and shareholder of MCM. Liberty's principal business
address is at P.O. Box 10-246, Wellington, New Zealand. Liberty is a
private New Zealand company. Liberty has established an account over which
MCM has sole investment discretion. It is the account over which MCM has
sole investment discretion that has purchased the shares of UE Common Stock
(as defined below). Horizon's principal business address is at c/o
International Management Services, Limited, Harbour Centre, North Church
Street, P.O. Box 616, George Town, Grand Cayman, Cayman Islands, B.W.I.
Horizon is a private Cayman Islands investment corporation. MCM is the sole
investment manager of Horizon and MCM has full voting and dispositive power
with respect to all of the securities owned by Horizon. M Partners
principal business address if at 42 Pleasant Street, Watertown, MA 02172.
M Partners is a New York limited partnership. M Partners has established an
account over which it has given sole investment discretion to MCM. It is
the account over which MCM has sole investment discretion that has
purchased shares of UE Common Stock. Mayfair's principal business address
is 11 West 42nd Street, 19th Floor, New York, NY 10036. Mayfair is a
Delaware limited partnership. MCM Capital Management, LLC, a Delaware
limited liability company (the "LLC"), is the sole general partner of
Mayfair and, as such, LLC has full voting and dispositive power with
respect to all of the securities owned by Mayfair. Nixon is the sole
manager and principal member of LLC. The other member of the LLC is
Nixon's wife.
Item 2(d), (e)
This Statement relates to the Common Stock, $.01 per value per share (the
"UE Common Stock") of UE. The CUSIP number for the UE Common Stock is
913483 10 3.
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 9 of 11
Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a :
Not Applicable
Item 4 Ownership
Item 4(a), (b)
Nixon owns 2,500 shares of UE Common Stock, representing 0.04% of
UE's issued and outstanding shares (based on 6,514,502 shares outstanding
at February 26, 1999). Mission owns 214,450 shares of UE Common Stock,
representing 3.3% of UE's issued and outstanding shares (based on 6,514,502
shares outstanding at February 26, 1999). Liberty owns 44,250 shares of UE
Commons Stock, representing 0.7% of UE's issued and outstanding shares
(based on 6,514,502 shares outstanding at February 26, 1999). Horizon owns
45,000 shares of UE Common Stock, representing 0.7% of UE's issued and
outstanding shares (based on 6,514,502 shares outstanding at February 26,
1999). M Partners owns 19,400 shares of UE Common Stock representing 0.3%
of UE's issued and outstanding shares (based on 6,514,502 shares
outstanding at February 26, 1999). Mayfair owns 261,100 shares of UE
Common Stock representing 4.0% of UE's issued and outstanding shares (based
on 6,514,502 shares outstanding at February 26, 1999).
Item 4(c)
Each Member is the sole beneficial owner of the securities
identified in subsection (a) above. MCM, as the sole general partner of
Mission, has sole voting and dispositive power over the UE Common Stock
owned by Mission. MCM, as the sole investment manager of an account
established by Liberty, has sole voting and dispositive power over the
shares of UE Common Stock owned by Liberty. MCM as the sole investment
manager of Horizion, has sole voting and dispositive power over the shares
of UE Common Stock owned by Horizon. MCM, as the sole investment manager
of an account established by M Partners, has sole voting and dispositive
power over the UE Common Stock owned by M Partners. LLC, as the sole
general partner of Mayfair, has sole voting and dispositive power over the
UE Common Stock owned by Mayfair.
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 10 of 11
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SCHEDULE 13G
CUSIP No. 913483 10 3 Page 11 of 11
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: May 14, 1999
/s/ Geoffrey Nixon
----------------------------------------
- -
GEOFFREY NIXON
MISSION PARTNERS, L.P.
By: MCM Associates, Ltd., General
Partner
By: /s/ Geoffrey Nixon
----------------------------------------
- -
Geoffrey Nixon, President
LIBERTY NOMINEES LIMITED
By: MCM Associates, Ltd., Investment
Manager
By: /s/ Geoffrey Nixon
----------------------------------------
- -
Geoffrey Nixon, President
HORIZON OFFSHORE, LTD.
By: /s/ Geoffrey Nixon
----------------------------------------
- -
Geoffrey Nixon, Director
M PARTNERS, L.P.
By: MCM Associates, Ltd., Investment
Manager
By: /s/ Geoffrey Nixon
----------------------------------------
- -
Geoffrey Nixon, President
MAYFAIR CAPITAL FUND, L.P.
By: MCM Capital Management, LLC,
General Partner
By: /s/ Geoffrey Nixon
----------------------------------------
- -
Geoffrey Nixon, Manager